# 1-800-401K PLAN.COM

1-800-401K PLAN.COM is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** 1800401kplan.com

## Regulatory record

- **CRD number:** 134180
- **Registration status:** Registered
- **Latest Form ADV filing:** 2025-04-21T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/134180

## About

1-800-401K PLAN.COM, LLC is a state-registered investment adviser. The firm manages approximately $14 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Retirement Services
- FinTech

## Questions

### What specific services does 1-800-401K PLAN.COM provide?

The firm operates as a third-party administrator for qualified retirement plans, focusing on plan design, document drafting, annual nondiscrimination testing, and IRS Form 5500 preparation. It also coordinates daily valuation recordkeeping with third-party custodial platforms. It does not provide investment management or fiduciary advisory services; it handles compliance and administration for plans whose assets are held externally.

### What plan types does the firm typically administer?

Its model targets defined-contribution plans at the smaller end of the market, with an emphasis on solo 401(k) plans, owner-only plans, and safe harbor 401(k) arrangements. The firm's cost structure and standardized document approach are built for plans with low participant counts where plan-design complexity is minimal.

### How does 1-800-401K PLAN.COM differ from a traditional local TPA?

Distribution is the core difference. Instead of relying on local retirement-plan advisor referrals or in-person client meetings, the firm uses a national toll-free number and web presence to acquire plan-sponsor clients remotely. This telephone-first model enables a standardized, high-volume administrative process that can underprice local TPAs on simple plans, while offering less hands-on customization.

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Last updated: 2026-06-03T20:00:00.000Z

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