Updated:
1230 Advisors
1230 Advisors is an SEC-registered investment adviser in Pound Ridge, NY, established in 2021. The firm manages $106 million in assets, with $69 million on a...
1230 Advisors
1230 Advisors is an SEC-registered investment adviser in Pound Ridge, NY, established in 2021. The firm manages $106 million in assets, with $69 million on a discretionary basis. It employs 1 person and has 1 investment adviser.
General information
Firm type
Bank / Wealth / Trust
Year founded
2021
Location
Region
North America
Country
United States
City
Pound Ridge
Corporate office
Pound Ridge, NY, United States
Sector focus
Frequently asked questions
Is 1230 Advisors a fiduciary?
Yes. As a registered investment advisor (RIA) regulated by the SEC, 1230 Advisors is legally bound by a fiduciary duty to act in its clients' best interests. This distinguishes the firm from broker-dealers, who operate under a suitability standard that permits recommending products that are merely suitable — not necessarily optimal — for the client.
How does 1230 Advisors charge for its services?
1230 Advisors is a fee-only RIA, meaning the firm is compensated directly by its clients for advisory services rather than through commissions on product sales. This compensation model removes the incentive to recommend higher-fee or proprietary products, aligning the firm's revenue directly with client portfolio performance and advice quality.
Does 1230 Advisors have any regulatory disclosures?
As an SEC-registered firm, 1230 Advisors files Form ADV, which is publicly accessible through the SEC's Investment Adviser Public Disclosure website. Form ADV details the firm's ownership, services, fees, conflicts of interest, and any disciplinary history. Interested parties should review the most recent filing directly.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Source record modified: . Public records carry source-specific dates where available. No population-wide measured refresh cadence or universal verification deadline is established here. Page modified, source captured, fact observed, entity verified and aggregate measured describe different events. Check the date attached to the relevant claim; a missing verification date means unknown. Stored source history does not establish a customer-facing historical-analysis interface. To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: