# 1230 Advisors

1230 Advisors is a Bank / Wealth / Trust based in Pound Ridge, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Pound Ridge, United States
- **Region:** North America
- **Address:** Pound Ridge, NY, United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** https://1230ventures.com
- **LinkedIn:** https://www.linkedin.com/company/1230-ventures

## Regulatory record

- **CRD number:** 312504
- **SEC file number:** 801-120771
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/312504

## About

1230 Advisors is an SEC-registered investment adviser in Pound Ridge, NY, established in 2021. The firm manages $106 million in assets, with $69 million on a discretionary basis. It employs 1 person and has 1 investment adviser.

## Sectors

- Wealth Management

## Questions

### Is 1230 Advisors a fiduciary?

Yes. As a registered investment advisor (RIA) regulated by the SEC, 1230 Advisors is legally bound by a fiduciary duty to act in its clients' best interests. This distinguishes the firm from broker-dealers, who operate under a suitability standard that permits recommending products that are merely suitable — not necessarily optimal — for the client.

### How does 1230 Advisors charge for its services?

1230 Advisors is a fee-only RIA, meaning the firm is compensated directly by its clients for advisory services rather than through commissions on product sales. This compensation model removes the incentive to recommend higher-fee or proprietary products, aligning the firm's revenue directly with client portfolio performance and advice quality.

### Does 1230 Advisors have any regulatory disclosures?

As an SEC-registered firm, 1230 Advisors files Form ADV, which is publicly accessible through the SEC's Investment Adviser Public Disclosure website. Form ADV details the firm's ownership, services, fees, conflicts of interest, and any disciplinary history. Interested parties should review the most recent filing directly.

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Last updated: 2026-06-03T20:00:00.000Z

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