# 401K ENGINEERS INC.

401K ENGINEERS INC. is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed
- **Website:** 401kengineers.com

## Regulatory record

- **CRD number:** 309129
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/309129

## About

401K ENGINEERS INC. is a state-registered investment adviser in TRACY, CA. The firm manages approximately $44 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### What services does 401K ENGINEERS INC. provide?

The firm offers retirement plan consulting, including plan design, investment due diligence, fiduciary compliance, participant education, and monitoring of fund performance. It acts as a fiduciary under ERISA Section 3(21) or 3(38) depending on client agreement.

### Is 401K ENGINEERS INC. a fiduciary?

Yes, the firm operates as a registered investment advisor and offers fiduciary services for 401(k) plans. Clients can engage the firm as an ERISA 3(38) investment manager or 3(21) co-fiduciary, depending on the level of discretion and liability assumed.

### How does the firm source its investment recommendations?

The firm uses independent research to select and monitor funds. It does not accept commissions or revenue sharing from fund providers, which mitigates conflicts of interest. Its process involves quantitative and qualitative analysis, but specific methodologies are not publicly detailed.

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Last updated: 2026-08-10T23:49:37.812Z

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