# 401KLOGIC

401KLOGIC is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** https://401klogic.com

## Regulatory record

- **CRD number:** 326629
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/326629

## About

401KLOGIC LLC is a state-registered investment adviser in WHEATON, IL. It has 1 employee and 1 investment adviser. The firm is based in Illinois.

## Questions

### What kind of liability does 401KLOGIC assume as a 3(38) fiduciary?

Under ERISA section 3(38), 401KLOGIC accepts full legal responsibility for selecting, monitoring, and replacing the investments offered in a plan. This differs from a 3(21) advisor, who shares fiduciary responsibility with the plan sponsor. The 3(38) designation is the highest level of fiduciary delegation available for plan investment management, effectively removing the employer from direct liability for those decisions.

### How does 401KLOGIC develop plan investment menus for corporate clients?

As a 3(38) fiduciary, 401KLOGIC is expected to apply institutional due diligence — evaluating fund performance, expense ratios, and risk characteristics against documented criteria. Plan sponsors delegate the full selection and ongoing oversight of the investment lineup to the firm, though the specific quantitative methodology and screening universe are not in the public record.

### Is 401KLOGIC's compensation tied to the investment products it selects?

Typical 3(38) providers charge a flat fee or basis-point fee on plan assets rather than receiving revenue sharing or commissions from fund managers. While 401KLOGIC's specific fee schedule is not publicly disclosed, the structural separation between fiduciary selection and product compensation is a defining characteristic that aligns with ERISA's conflict-of-interest prohibitions under sections 406(b) and 408(b)(2).

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Last updated: 2026-08-10T23:49:37.812Z

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