# Accrued Equities

Accrued Equities is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 13452
- **SEC file number:** 801-15504
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/13452

## About

ACCRUED EQUITIES INC. is an SEC-registered investment adviser in Melville, NY, since 1980. The firm manages approximately $272 million in assets. It has 4 employees and 3 investment advisers.

## Questions

### Has Accrued Equities faced any regulatory actions?

Yes. In April 2025, the Securities and Exchange Commission settled charges against Accrued Equities Inc. and its founder for failing to disclose conflicts of interest to advisory clients. The SEC found that the firm directed client assets into investments managed by an affiliated entity without providing the required disclosure. The settlement imposed a cease-and-desist order, a censure, and civil money penalties (per SEC Administrative Proceeding File No. 3-22499, April 2025).

### What did the SEC's 2025 action specifically allege?

The SEC alleged that Accrued Equities breached its fiduciary duty by recommending investments in vehicles managed by an affiliate, while failing to disclose the conflict of interest to the clients whose assets were placed there. This deprived clients of the ability to give informed consent. The firm consented to the SEC's order without admitting or denying the findings.

### Does Accrued Equities have a public track record of investment performance?

No verified public track record of investment performance is available. The firm has not published a composite return, does not appear to manage a mutual fund or ETF with public NAV, and has not been associated in the financial press with specific portfolio-company exits or performance milestones. The public record is dominated by the 2025 SEC enforcement proceeding rather than investment results.

## Related profiles

- [Ocean Park Capital Management](https://altss.com/profile/ocean-park-capital-management-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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