ADAPTIVE ADVISORY, LLC

Adaptive Advisory operates as an exempt reporting adviser, as reflected in its SEC Form ADV filings. This exemption is typically available to advisers solely managing venture capital funds, or private fund advisers with fewer than $150 million in regulatory assets under management in the US. It does not imply lighter regulatory scrutiny but rather a narrower client base than a fully registered investment advisor.

The exempt reporting adviser status indicates the firm likely manages at least one private fund with external investors, though the absence of public marketing materials or named portfolio companies makes it impossible to confirm whether those investors are affiliated with the firm's principals or represent third-party institutional capital.

No named principals, portfolio managers, or key investment personnel are publicly associated with Adaptive Advisory in SEC filings, FINRA BrokerCheck, or state securities registries as of the latest available records. The firm has not disclosed leadership biographies through a public-facing website or social media presence.

Adaptive Advisory has not publicly stated an investment mandate. The venture capital adviser exemption, if applicable, would suggest an emphasis on privately negotiated equity investments in operating companies, but no specific sector, stage, or geographic concentration can be confirmed from available primary sources.

Adaptive Advisory does not maintain a public investor relations function, website contact form, or LinkedIn page. Outreach would need to proceed through the registered agent or address on file with the SEC via its IAPD database, though the firm is under no regulatory obligation to respond to unsolicited allocation inquiries.