# The AEGIS Team

The AEGIS Team is a Bank / Wealth / Trust based in Appleton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Appleton, United States
- **Region:** North America
- **Address:** Wheat Ridge, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** aegis4me.com
- **LinkedIn:** https://www.linkedin.com/company/aegisfinancial

## Regulatory record

- **CRD number:** 111587
- **SEC file number:** 801-46901
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/111587

## About

Aegis Financial was established in 1997. It functions as a US wealth manager and registered investment advisor. The firm supplies asset management, financial planning, and portfolio management. Clients include high-net-worth individuals, trusts, corporations, and charitable organizations. No specific asset-class allocations or named holdings appear in available records. Team size, additional offices, and recent operational events remain undisclosed. No adjacent vehicles or dated actions from the last 24 months are documented. The firm maintains a conventional RIA structure focused on client advisory mandates.

## Questions

### Who runs investment decisions at Aegis Financial?

No named principals or CIO appear in public records.

### Does Aegis Financial participate in fund commitments or only direct deals?

Available information does not specify fund commitments versus direct investments.

---

Last updated: 2026-07-08T21:18:20.333Z

Canonical page: https://altss.com/profile/aegis-financial

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology