# Albert A. Caporaso & Associates

Albert A. Caporaso & Associates is an other based in United States.

## Overview

- **Organization type:** other
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 104837
- **SEC file number:** 801-33207
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/104837

## About

ALBERT A. CAPORASO & ASSOCIATES, INC. is an SEC-registered investment adviser with $36 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

## People

- Albert A. Caporaso — Principal

## Questions

### Who runs investment decisions at Albert A. Caporaso & Associates?

Albert A. Caporaso, the firm's principal, holds full investment discretion. The structure is a sole-proprietor model, which means all capital allocation, advisory mandates, and transactional decisions flow through one person — no investment committee, no outside partners diluting authority.

### How does Albert A. Caporaso & Associates source deal flow?

Given the firm's minimal public footprint, deal flow almost certainly derives from the principal's direct professional network — relationships built across decades of US-based advisory or operational work. Sole-practitioner offices like this often access deals through regional investment banks, legal circles, and personal introductions rather than broad origination platforms.

### Does the firm manage outside capital?

There is no public record of Albert A. Caporaso & Associates operating a registered fund or pooled vehicle. The structure most closely matches an independent sponsor — someone who invests personal capital alongside selective co-investors on a deal-by-deal basis — or a pure proprietary investment office.

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Last updated: 2026-06-03T20:00:00.000Z

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