# Alluvial Capital Management

Alluvial Capital Management is an Asset Manager based in New York, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2015
- **Assets under management:** $500M - $1B (Altss estimate)
- **Website:** alluvialcapital.com

## Regulatory record

- **CRD number:** 169638
- **SEC file number:** 801-132753
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/169638

## About

Alluvial Capital Management, LLC is an SEC-registered investment adviser since 2025. The firm manages approximately $173 million in assets. It has 2 employees and 1 investment adviser.

## Sectors

- Value Investing
- Small Cap Equities
- Deep Value

## People

- David E. Brown — Founder & Managing Partner
- James P. O'Connell — Partner

## Questions

### How does Alluvial Capital source proprietary deal flow?

Alluvial screens for micro-cap companies with market caps under $500 million that exhibit hidden asset values or catalyst potential. The firm often engages in activist campaigns, taking board seats to influence strategic changes like spin-offs or asset sales.

### Does Alluvial Capital participate in fund commitments or only direct investments?

Alluvial primarily makes direct investments in publicly traded equities. It does not operate a fund-of-funds structure; it manages a concentrated portfolio of individual stocks, often with an activist bent.

### What investment stages does Alluvial Capital typically target?

Alluvial targets micro-cap and small-cap public equities — companies generally below $500 million market capitalization. It focuses on deep value situations where catalysts can unlock value over a 12- to 24-month horizon.

### Which sectors does Alluvial Capital explicitly avoid?

Alluvial does not target sectors that require large capital expenditure or have opaque accounting. It has shown a preference for industrial, consumer, and retail companies where tangible assets are easier to value. The firm avoids highly leveraged or speculative growth companies.

## Related profiles

- [JDV Wealth Advisors](https://altss.com/profile/jdv-wealth-advisors-llc)
- [Shellback Capital, LP](https://altss.com/profile/shellback-capital-lp)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/alluvial-capital-management-llc

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