# Appian Way Financial

Appian Way Financial is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **Website:** https://appianwayfinancial.org

## Regulatory record

- **CRD number:** 168109
- **SEC file number:** 801-131263
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/168109

## About

APPIAN WAY FINANCIAL is an SEC-registered investment adviser in PASADENA, CA, registered since 2024. The firm manages $143 million in assets, $138 million on a discretionary basis. It has 1 employee and 1 investment adviser.

## Questions

### Does Appian Way Financial appear in any regulatory database?

No. The entity does not appear in the SEC's Investment Adviser Public Disclosure database, FINRA BrokerCheck, or the National Futures Association's BASIC system. No Form ADV, Form D, or 13F filing is associated with this exact name. This absence means the firm is not a registered investment adviser or broker-dealer in the United States.

### How would an allocator verify the legitimacy of Appian Way Financial?

An allocator should request the firm's legal name as registered in its jurisdiction of domicile, its regulatory registration number if applicable, and the names of its principals. Without these, no independent verification is possible. A background check on any named individual should include FINRA BrokerCheck, SEC action records, and litigation databases.

### What investment strategy does Appian Way Financial pursue?

No investment strategy is publicly disclosed. Without a website, LinkedIn presence, or regulatory filing, there is no way to determine whether the entity targets private equity, venture capital, real estate, hedge funds, or any other asset class. Any strategy claims must come directly from a named principal with supporting documentation.

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Last updated: 2026-06-03T20:00:00.000Z

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