# Arbogast Financial Advisors

Arbogast Financial Advisors is an Asset Manager based in Melbourne, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Melbourne, United States
- **Region:** North America
- **Address:** West Des Moines, IA, United States
- **Founded:** 1986
- **Assets under management:** Undisclosed
- **Website:** arbogastadvisors.com

## Regulatory record

- **CRD number:** 141562
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/141562

## About

Arbogast Financial Advisors, LLC is a state-registered investment adviser in Melbourne, FL. The firm manages approximately $51 million in regulatory assets. It has 4 employees and 2 investment advisers.

## Sectors

- Wealth Management
- Financial Planning
- Retirement Planning

## People

- Michael Arbogast — President

## Questions

### How is Arbogast Financial Advisors compensated?

The firm operates on a fee-only basis, charging a percentage of assets under management for investment advisory services. This compensation model aligns with the fiduciary standard applied to registered investment advisors, reducing conflicts associated with commission-based product sales. Clients also pay separate custodial and transaction fees to the third-party broker-dealer that holds their assets.

### Does Arbogast Financial Advisors construct its own portfolios?

Yes. The firm uses proprietary risk assessment and asset allocation models to build client portfolios. Investments are selected based on individual client financial plans rather than packaged model portfolios from an external platform. The firm invests primarily in equities, fixed income, and cash equivalents tailored to client objectives.

### Is Arbogast Financial Advisors affiliated with a larger institution?

No. The firm is independently owned and operated, founded by Michael Arbogast in 1986. It is not a subsidiary of a bank, insurance company, or private-equity-backed consolidator. This independence permits it to select investments and custodians without institutional product pressure.

### What is Arbogast's approach to financial planning?

Arbogast places financial planning at the center of its client relationships, integrating retirement projections, tax considerations, and estate coordination into the investment process. The firm builds each portfolio around a written financial plan, updating allocations as client circumstances change. This contrasts with advisory firms that emphasize investment management over comprehensive planning.

## Related profiles

- [Aqua Terra Water Management](https://altss.com/profile/aqua-terra-water-management-lp)
- [Arbor Rose Capital](https://altss.com/profile/arbor-rose-capital)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/arbogast-financial-advisors-llc

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology