Asset Manager

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Arc Light Securities

Arc Light Securities was established as a broker-dealer and securities advisory firm, with Brendan Connor serving as Chief Executive Officer.

Arc Light Securities

Arc Light Securities was established as a broker-dealer and securities advisory firm, with Brendan Connor serving as Chief Executive Officer. The firm's footprint stretches across eleven offices globally, including key financial centers such as New York, London, Amsterdam, and Shanghai, positioning it as an intermediary for cross-border investment flows. The Hingham, Massachusetts headquarters reflects a New England operational base, while the distribution of offices across Charlotte, Chicago, Philadelphia, Fort Worth, and the West Coast suggests a national US network servicing regional institutional and high-net-worth clients. The firm's strategy centers on institutional brokerage, trade execution, and advisory services around structured products and securities. Arc Light operates as a registered broker-dealer, facilitating transactions rather than deploying a proprietary balance sheet for principal investments. Its service model spans fixed-income, equity, and derivative instruments, with a focus on providing liquidity and structuring solutions to asset managers, family offices, and financial institutions. The international offices in Amsterdam, London, and Shanghai indicate a specialization in bridging US and non-US capital markets — executing trades and advising on cross-listed securities, ADRs, and private placements. Arc Light's scale is modest compared to bulge-bracket investment banks, but its multi-office structure allows it to serve clients across time zones with localized regulatory registration. The Menlo Park office suggests coverage of technology and venture-backed company clients, while the Charlotte and Chicago presences indicate relationships with regional banking and asset management hubs. The firm maintains registration with FINRA and relevant international regulatory bodies, a requirement for the brokerage and clearing services it provides. Structurally, Arc Light differentiates through its multi-hub, owner-operated model rather than the siloed regional subsidiaries common in larger institutions. This architecture allows for centralized risk management and compliance from Hingham while delivering locally licensed execution in Europe and Asia — an uncommon operating posture for a mid-market securities firm. The model targets institutions that value direct access to a principal-led trading desk over algorithmic-only execution.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Hingham

Corporate office

Hingham, MA, United States

Additional offices

Menlo Park, CA · Charlotte, NC · Chicago, IL · Plantation, FL · Philadelphia, PA · New York, NY · Amsterdam, Netherlands · London, United Kingdom · Shanghai, China · Fort Worth, TX

Principals

Brendan Connor

CEO

Sector focus

Financial ServicesBroker-DealerSecurities

Frequently asked questions

Who runs investment decisions at Arc Light Securities?

Brendan Connor serves as Chief Executive Officer and is the named principal leading the firm. Arc Light operates as a broker-dealer rather than a principal investment firm, meaning decision-making centers on trade execution, structuring, and client advisory rather than proprietary portfolio management.

Is Arc Light Securities a single-family office or a broker-dealer?

Arc Light Securities is a broker-dealer and securities advisory firm, not a family office. It provides trade execution, clearing, and structured-product services to institutional clients. There is no public indication the firm manages a single-family pool of capital on a discretionary basis.

Does Arc Light Securities participate in fund commitments or only direct transactions?

Arc Light operates as an intermediary facilitating securities transactions for clients — it does not publicly operate as a fund-of-funds or private-equity commitment platform. Its activity is centered on brokerage, structured products, and cross-border execution rather than discretionary fund investments.

What investment stages does Arc Light Securities typically target?

Arc Light does not target investment stages in the venture-capital sense. As a broker-dealer, it serves clients transacting in public equities, fixed income, derivatives, and structured products. Any private-placement activity would be secondary to its core institutional brokerage function.

Where does Arc Light Securities hold regulatory registrations?

Arc Light maintains a US broker-dealer registration through FINRA, given its multi-state office footprint. Its international offices in London, Amsterdam, and Shanghai imply corresponding local regulatory registrations — likely FCA authorization in the UK and appropriate licenses in the Netherlands and China — to lawfully execute trades and advise clients in those jurisdictions.

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