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Ascent Wealth Management
Ascent Wealth Management Group, LLC helps clients attain financial security through quality asset management and financial planning. The firm provides...
Ascent Wealth Management
Ascent Wealth Management Group, LLC helps clients attain financial security through quality asset management and financial planning. The firm provides investment management and strategic wealth planning and strives to be its clients' trusted advisor. As a financial advisory firm and registered investment adviser, its primary focus is providing unbiased opinions designed to achieve long-term investment results, with emphasis on wealth protection and financial retirement planning.
General information
Firm type
Bank / Wealth / Trust
Year founded
2025
Location
Region
North America
Country
United States
City
Kalispell
Corporate office
Indianapolis, IN, United States
Principals
Oscar Piña
ChFC®, APMA®, President
Veronica Cabrera
Administrator and Co-Compliance Officer
Frequently asked questions
Is Ascent Wealth Management a fiduciary, and how does that structure affect client outcomes?
Yes. Ascent operates as a registered investment advisor under SEC and state regulations, which legally obligates the firm to act as a fiduciary. In practice, this means the advisory relationship must prioritize client interests above the firm's own revenue considerations — a standard that shapes portfolio construction, manager selection, and fee transparency. The firm's fee-only compensation model, disclosed in its Form ADV, eliminates commission-driven conflicts that exist at broker-dealer-affiliated competitors.
What investment vehicles does Ascent use to build client portfolios?
The firm primarily uses mutual funds and exchange-traded funds, supplemented by individual equities and bonds. Ascent does not manufacture proprietary funds or structured products. Public filings indicate manager and fund selection follows a due-diligence process that evaluates quantitative track records and qualitative organizational factors, with ongoing monitoring after allocation. This open-architecture model allows the firm to select best-in-class third-party vehicles without internal product pressure.
Where are Ascent Wealth Management's clients concentrated?
Regulatory filings indicate the firm's client base is predominantly individual and high-net-worth households based in Indiana and neighboring Midwestern states. This geographic concentration aligns with the firm's single-office structure in Indianapolis. For allocators mapping regional wealth-advisory networks, Ascent represents a locally embedded practice rather than a national distribution platform.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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