# Ashton Thomas Securities

Ashton Thomas Securities is a RIA.

## Overview

- **Organization type:** RIA
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** https://ashtonthomassecurities.com

## Regulatory record

- **CRD number:** 16629
- **SEC file number:** 801-69225
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/16629

## About

ASHTON THOMAS SECURITIES, LLC is an SEC-registered investment adviser in ROCHESTER, NY, registered since 2008. The firm manages $1.9 billion in assets, with $1.8 billion on a discretionary basis. It has 46 employees and 26 investment advisers.

## Questions

### What services does Ashton Thomas Securities offer?

Ashton Thomas Securities operates as a registered investment advisor and broker-dealer, providing advisory and securities services to clients. Specific service lines such as financial planning, portfolio management, or retirement planning are not detailed in public records.

### Where is Ashton Thomas Securities headquartered?

The firm's headquarters address is not publicly listed in available sources. It operates within the United States.

### Who leads investment decisions at Ashton Thomas Securities?

Neither the firm's website nor public filings reveal named principals or investment decision-makers. The leadership team remains undisclosed in open records.

### What is Ashton Thomas Securities' AUM?

Ashton Thomas Securities has not publicly disclosed its assets under management. No regulatory filings or press announcements provide an AUM figure.

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Last updated: 2026-06-03T20:00:00.000Z

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