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Aspen Capital
Aspen Capital is an SEC-registered investment adviser in Avon, CO, registered since 2013. The firm manages $6.7 billion in assets, $5.5 billion on a...
Aspen Capital
Aspen Capital is an SEC-registered investment adviser in Avon, CO, registered since 2013. The firm manages $6.7 billion in assets, $5.5 billion on a discretionary basis. It has 22 employees and 12 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2000
AUM
Undisclosed
Location
Region
Europe
Country
United Kingdom
City
Avon
Corporate office
Sutton, United Kingdom
Frequently asked questions
What services does Aspen Capital provide?
Aspen Capital operates as an investment bank, focusing on private placements, advisory, and capital-raising services. The firm structures debt and equity transactions for UK mid-market companies, connecting them with institutional investors and high-net-worth individuals.
Does Aspen Capital invest its own capital?
No, based on its classification as an investment bank and advisory firm, Aspen Capital acts as an intermediary rather than a principal investor. It earns fees for structuring and placing capital on behalf of clients rather than deploying proprietary capital.
Who runs investment decisions at Aspen Capital?
The firm has not publicly disclosed its leadership team or investment committee structure. As a privately held UK entity, principal names and governance arrangements remain unlisted in accessible public records.
What geographies and sectors does Aspen Capital cover?
Aspen Capital focuses on the United Kingdom mid-market, with an emphasis on private credit and equity transactions. Sector coverage is not publicly specified but typically spans real estate-backed lending, SME acquisition finance, and structured equity, consistent with UK regional investment banking mandates.
How is Aspen Capital regulated?
As a UK-based investment bank, Aspen Capital would fall under Financial Conduct Authority (FCA) regulation. Specific regulatory permissions and authorisation status have not been publicly detailed by the firm.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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