Asset ManagerRIA · CRD 114311SEC-Registered

Updated:

Avalon Wealth Advisory

AVALON WEALTH ADVISORY, INC. is an SEC-registered investment adviser in INDIANAPOLIS, IN. It has 15 employees and 6 investment advisers. The firm is based in...

Avalon Wealth Advisory

AVALON WEALTH ADVISORY, INC. is an SEC-registered investment adviser in INDIANAPOLIS, IN. It has 15 employees and 6 investment advisers. The firm is based in Indianapolis.

General information

Firm type

RIA

Year founded

2010

Location

Region

North America

Country

United States

City

Indianapolis

Corporate office

Bluffton, SC, United States

Principals

Amanda Fields

Founder and Wealth Advisor

Sector focus

Wealth ManagementFinancial Planning

Frequently asked questions

Who runs investment decisions at Avalon Wealth Advisory?

Founder Amanda Fields leads the investment committee. The firm uses a centralized investment process relying on model portfolios from Dimensional Fund Advisors and Vanguard rather than individual manager discretion. Third-party research, executed through Charles Schwab's custody platform, informs tactical tilts within a long-term strategic allocation.

Is Avalon Wealth Advisory compensated by commissions?

No. Avalon operates exclusively as a fee-only RIA. Client fees are calculated as a percentage of assets under management or through fixed retainer arrangements. The firm does not accept commissions, revenue-sharing, or soft-dollar payments from product providers, a structural safeguard that prevents the conflicts typical of broker-dealer models.

Does Avalon invest in private equity or venture capital for its clients?

Avalon's client portfolios are built entirely from publicly traded securities and registered funds. The firm does not evaluate, recommend, or participate in private equity, venture capital, hedge fund, or direct real estate syndication opportunities. Its stated investment philosophy emphasizes liquidity, transparency, and cost minimization.

What type of client does Avalon typically serve?

Avalon's primary clients are high-net-worth families, corporate executives, and small-business owners, many of whom relocated to the Hilton Head–Bluffton area from the Northeast or Midwest. Client relationships often span pre-retirement accumulation through multi-decade retirement distribution, and most households bring between $2 million and $10 million in investable assets.

How is Avalon Wealth Advisory's custody structured?

Avalon holds client assets at Charles Schwab & Co., a third-party qualified custodian regulated by the SEC and FINRA. As an RIA, Avalon never takes physical custody of client funds. Clients receive trade confirmations, monthly statements, and annual tax documents directly from Schwab, a separation of duties that mitigates Ponzi-type risk.

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