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Axim Planning & Wealth
Founded in 2017 in Springboro, Ohio, Axim Planning & Wealth set up as a registered investment advisory practice focused on discretionary asset management...
Axim Planning & Wealth
Founded in 2017 in Springboro, Ohio, Axim Planning & Wealth set up as a registered investment advisory practice focused on discretionary asset management and integrated financial planning. The firm serves a mix of individual investors, high-net-worth households, corporations, and business entities, operating as a fee-based fiduciary that separates asset custody from advice. Axim runs discretionary portfolios alongside comprehensive planning engagements, covering retirement, tax, and estate strategy. The firm's investment approach appears to lean on traditional asset allocation across public equities, fixed income, and cash-equivalent instruments, though no specific portfolio companies or alternative positions are publicly documented. Its client geography is concentrated in the Midwest corridor between Dayton and Cincinnati, with reach into broader Ohio via remote advisory capabilities. Team size and assets under management remain undisclosed. The firm maintains a single location in Springboro and has not announced additional offices or affiliated vehicles such as philanthropic foundations. No public record exists of adjacent club memberships, operating businesses, or co-investment platforms tied to the Axim entity. The last verifiable operational development was the firm's launch in 2017, with no reported fund closes, acquisitions, or leadership transitions in the subsequent period. Axim's structural differentiator lies in its architecture as a planning-centric RIA rather than a brokerage or product distributor. Regulation mandates a fiduciary standard, legally requiring advisors to place client interests ahead of firm revenue — a posture that separates the firm from commission-based competitors in its regional market. This governance model positions Axim as a steward executing on plan-driven allocation, though without public scale data, its influence remains measured locally.
General information
Firm type
Bank / Wealth / Trust
Year founded
2017
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Springboro
Corporate office
Springboro, OH, United States
Frequently asked questions
How does Axim Planning & Wealth charge for its services?
As a registered investment advisor (RIA), Axim operates under a fiduciary standard and typically charges asset-based fees on discretionary accounts rather than commissions. Its ADV filings, which are public record, would detail the fee schedule, including any hourly or flat-fee planning arrangements. Like most boutique RIAs, compensation is structured to align the firm's revenue with client portfolio growth, avoiding the product-pushing conflicts associated with broker-dealer models.
Does Axim Planning & Wealth offer alternative investments or just traditional portfolios?
Publicly available information does not confirm any allocations to private equity, venture capital, hedge funds, or direct real estate. The firm's public descriptions emphasize discretionary portfolio management, which in practices of this size and regional focus typically involves equities, fixed income, ETFs, and mutual funds. No filings or press releases indicate a dedicated alternatives platform or feeder fund structure.
Who makes the investment decisions at Axim?
The firm has not publicly disclosed the identity of its Chief Investment Officer, lead advisor, or investment committee structure. In a firm of Axim's reported profile — a boutique RIA with a single office — decision-making authority likely resides with the founder or a small group of senior advisors. Standard practice for an SEC-registered firm of this kind is to designate a named investment committee in its Form ADV, which is available through the IAPD public database.
What financial planning services does Axim provide?
The firm indicates it offers comprehensive financial planning services that typically span retirement modeling, tax strategy, estate planning coordination, and cash-flow management. As an RIA, these services are often delivered on a project basis or as part of an ongoing retainer bundled with asset management. The planning arm is integrated with the firm's investment function, meaning asset allocation decisions are made in the context of each client's full financial picture.
Is Axim Planning & Wealth part of a larger financial institution or network?
No evidence suggests Axim is a subsidiary or affiliate of a larger bank, trust company, or aggregator platform. The firm appears to be a standalone, independently owned RIA operating from a single location in Springboro, Ohio. This independence is consistent with its regulatory filings as a state or SEC-registered advisor with no disclosed parent entity.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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