# Axiom Capital

Axiom Capital is a Bank / Wealth / Trust based in Singapore, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Singapore, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** axiomcapital.com
- **LinkedIn:** https://www.linkedin.com/company/axiom-capital

## About

Axiom Capital is an SEC-registered investment adviser in Singapore, registered since 2012. It advises clients on investment strategies. The firm is headquartered in Singapore.

## Questions

### What does Axiom Capital do?

Axiom Capital operates as a registered broker-dealer specializing in private placements of public equity, commonly known as PIPE transactions. The firm connects public companies seeking capital with institutional and accredited investors, structuring deals that bypass the slower underwriting process of traditional secondary offerings. Public regulatory records confirm its status as a FINRA-member firm.

### Does Axiom Capital invest its own capital in deals?

No. Axiom Capital acts purely as a placement agent. It does not have a disclosed proprietary book of investments and does not allocate capital from a permanent balance sheet, which keeps the firm's incentives aligned with fee-based execution rather than principal risk.

### How is Axiom Capital regulated?

Axiom Capital is registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of FINRA. This registration carries net-capital and disclosure obligations, giving counterparties a layer of regulatory oversight absent when dealing with unregistered finders.

## Related profiles

- [Axel Johnson Retirement Plan](https://altss.com/profile/axel-johnson-retirement-plan)
- [Axpo Holding](https://altss.com/profile/axpo-holding)

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Last updated: 2026-06-03T20:00:00.000Z

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