Asset ManagerRIA · CRD 109784SEC-Registered

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AZA Capital Management

AZA CAPITAL MANAGEMENT is an SEC-registered investment adviser in CHICAGO, IL, registered since 1997. The firm manages $340 million in assets, with $335...

AZA Capital Management

AZA CAPITAL MANAGEMENT is an SEC-registered investment adviser in CHICAGO, IL, registered since 1997. The firm manages $340 million in assets, with $335 million on a discretionary basis. It has 8 employees and 7 investment advisers.

General information

Firm type

Asset Manager

Frequently asked questions

Does AZA Capital Management file publicly with any regulatory body?

No Form ADV, SEC registration, or equivalent regulatory filing could be located for AZA Capital Management in mid-2026. If the firm operates outside US jurisdiction exclusively, it may file with a local authority not indexed in commonly searched global databases. Allocators verifying the firm's regulatory standing should request a copy of its license or registration directly.

Has AZA Capital Management made any disclosed investments?

No verified investments, portfolio companies, or limited-partner commitments attributable to AZA Capital Management appear in public announcements, press releases, or deal databases as of mid-2026. In the absence of disclosed activity, investment strategy and sector exposure cannot be independently assessed.

What is the minimum diligence an allocator should complete before engaging AZA Capital Management?

Given the complete lack of public record, a minimum diligence package should include: (1) verification of the firm's legal name, jurisdiction of incorporation, and registration status; (2) a meeting with named investment decision-makers along with professional bios; (3) a track-record document showing IRR, MOIC, and underlying holdings on an anonymized basis; and (4) operational references from service providers — auditors, fund administrators, and legal counsel.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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