Multi-Family OfficeRIA · CRD 159708SEC-RegisteredPrivate Fund Adviser

Updated:

B. Riley Wealth Management

B. Riley Wealth Management traces its formation to the 2015 acquisition of MK Capital Advisors by parent B. Riley Financial. Subsequent purchases of Wunderlich...

B. Riley Wealth Management

B. Riley Wealth Management traces its formation to the 2015 acquisition of MK Capital Advisors by parent B. Riley Financial. Subsequent purchases of Wunderlich Securities in 2017 and National Holdings in 2021 added scale and advisor networks. The wealth division sits within a larger financial services platform that also includes investment banking and principal investing. The firm deploys capital across private equity, private credit, hedge funds, real estate, and distressed situations. It participates in direct co-investments and SPVs while maintaining fund-of-funds exposure. Confirmed holdings include positions in Franchise Group and Applied Digital. Geographic reach centers on North America with indicated activity in Europe. The division employs an integrated model that combines wealth advisory with the parent’s capital markets platform. Additional offices support operations beyond the Los Angeles headquarters. In November 2024 the firm agreed to sell a portion of its W-2 wealth management business to Stifel Financial for up to $35 million, retaining its independent advisor channel. Philanthropic activity flows through the B. Riley Financial Foundation. B. Riley Wealth Management operates as an extension of a public financial services company rather than a standalone family office. This structure supplies proprietary deal flow from the investment bank and allows the wealth platform to seed or sponsor vehicles such as EMERGING MANAGERS GP.

General information

Firm type

Multi Family Office

Year founded

1996

Location

Region

North America

Country

United States

City

Fayetteville

Principals

Chuck Hastings

CEO

Bryant Riley

Chairman and Co-CEO of parent B. Riley Financial

Sector focus

Private EquityPrivate CreditHedge FundsReal EstateDistressed & Turnaround

Frequently asked questions

Who runs investment decisions at B. Riley Wealth Management?

Chuck Hastings serves as CEO. Bryant Riley, Chairman and Co-CEO of the parent, maintains oversight of broader capital allocation.

Does B. Riley Wealth Management participate in fund commitments or only direct deals?

The firm executes both. It holds LP commitments in private credit vehicles such as Sagard and maintains direct co-investments and SPVs.

What investment stages does B. Riley Wealth Management typically target?

Activity centers on late-stage and pre-IPO opportunities alongside distressed and special situations.

How does B. Riley Wealth Management source proprietary deal flow?

Sourcing occurs through the parent’s investment banking relationships and principal investment platform, including acquisitions and seeding activity.

Is B. Riley Wealth Management structured as a single family office or does it operate more like a venture firm?

It functions as a multi-family office embedded inside a public financial services company, offering advisory services to external clients while executing principal investments.

Where does the underlying wealth come from?

The division manages assets for high-net-worth individuals, families, and institutions; no single family wealth origin is disclosed.

What is B. Riley Wealth Management’s known posture on co-investments alongside external GPs?

The firm pursues direct co-investments and SPVs in addition to fund commitments, often alongside its own principal activities.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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