# Baker & Associates

Baker & Associates is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 170951
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/170951

## About

BAKER & ASSOCIATES REGISTERED INVESTMENT ADVISORS, LLC is a state-registered investment adviser. The firm manages approximately $140,000 in regulatory assets. It has 1 employee and 1 investment adviser.

## Questions

### What fiduciary obligations does Baker & Associates have as an RIA?

As a registered investment advisor, Baker & Associates is required under the Investment Advisers Act of 1940 to act as a fiduciary, meaning it must prioritize client interests, disclose all conflicts of interest, and provide fair and transparent fee arrangements. This standard is enforced by the SEC through periodic examinations and Form ADV filings.

### Does Baker & Associates participate in co-investments?

There is no public evidence that Baker & Associates engages in co-investments alongside external general partners. As an RIA, its primary role is portfolio construction and asset allocation using publicly traded securities or third-party funds rather than direct deal-making.

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Last updated: 2026-06-03T20:00:00.000Z

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