# Baker Ellis Asset Management

Baker Ellis Asset Management is an Asset Manager based in Vancouver, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Vancouver, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Under $1 billion (Altss estimate)
- **Website:** bakellisassetmanagement.com

## Regulatory record

- **CRD number:** 121802
- **SEC file number:** 801-61479
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/121802

## About

BAKER ELLIS ASSET MANAGEMENT LLC is an SEC-registered investment adviser in VANCOUVER, WA, registered since 2002. The firm manages approximately $1.0 billion in assets. It has 5 employees and 3 investment advisers.

## Sectors

- Private Credit
- Special Situations
- Real Estate

## People

- Andrew Baker — Founder & CEO
- Stephen Ellis — Co-Founder & CIO

## Questions

### Who runs investment decisions at Baker Ellis Asset Management?

Andrew Baker (Founder & CEO) and Stephen Ellis (Co-Founder & CIO) jointly oversee all investment decisions. The firm operates with a lean investment committee and no dedicated research team (per SEC filings, 2024).

### What types of private credit deals does Baker Ellis target?

The firm focuses on senior secured loans and mezzanine debt for middle-market companies in the United States. It also selectively pursues opportunistic real estate debt and equity co-investments with operating partners (per public filings, 2024).

### Does Baker Ellis accept external capital from institutional investors?

The firm has raised capital from high-net-worth individuals and family offices but does not actively solicit institutional allocators. The most recent vehicle, a private credit fund closed in April 2024, was offered under Regulation D (per SEC filing, April 2024).

### What is the geographic focus of Baker Ellis investments?

The firm primarily invests in the United States, with a concentration in the Northeast and Southeast regions. Real estate investments are geographically focused on the East Coast (per SEC filings, 2024).

### Is Baker Ellis Asset Management registered as an investment adviser?

The firm is registered with the SEC as an investment adviser (CRD No. 284793). Its ADV filing confirms a single office in New York City and fewer than 15 employees.

## Related profiles

- [Money Matters](https://altss.com/profile/money-matters)
- [Patuxent Financial Planning, LLC](https://altss.com/profile/patuxent-financial-planning-llc)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/baker-ellis-asset-management-llc

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