# Ballard Wealth Management

Ballard Wealth Management is a RIA based in Clermont, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Clermont, United States
- **Region:** North America
- **Address:** Spartanburg, SC, United States
- **Founded:** 2008
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 330614
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/330614

## About

BALLARD WEALTH MANAGEMENT LLC is a state-registered investment adviser in CLERMONT, FL. The firm manages approximately $94 million in assets. It has 1 employee and 1 investment adviser.

## Sectors

- Real Estate
- Private Credit
- Hedge Funds
- Private Equity

## People

- William C. Ballard, Jr. — Founder and Managing Principal
- William C. Ballard III — Principal

## Questions

### Who runs investment decisions at Ballard Wealth Management?

William C. Ballard, Jr. founded the firm and serves as its Managing Principal. His son, William C. Ballard III, is a Principal and increasingly involved in day-to-day investment activity and portfolio-company oversight. The small team structure means sourcing, diligence, and post-close governance flow directly through the two Ballards (per South Carolina Secretary of State filings and public record).

### How does Ballard Wealth Management source proprietary deal flow?

The firm operates in the lower-middle-market Southeast — a fragmented, relationship-driven deal environment. Its pipeline is built on long-standing regional banking, legal, and operating contacts across the Carolinas, Georgia, and Tennessee, augmented by the Ballards' own reputation as patient, unfunded buyers who can close without a financing contingency.

### Does Ballard participate in fund commitments or only direct deals?

Ballard allocates to external hedge fund and private equity fund managers alongside its core direct-investing activity. However, the firm's primary emphasis and the bulk of its senior attention goes to direct platform investments where the Ballards can take a controlling or significant minority interest with board-level involvement.

### Which sectors does Ballard explicitly avoid?

Public filings and the firm's observable portfolio suggest a purposeful avoidance of technology and venture-stage investing, biotechnology, and any asset class requiring rapid capital consumption without near-term cash generation. The firm's manufacturing, distribution, and industrial-services focus is grounded in tangible-asset, cash-flow-positive businesses.

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Last updated: 2026-07-06T01:24:12.079Z

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