# Ballast Financial Advisors

Ballast Financial Advisors is a Multi Family Office.

## Overview

- **Organization type:** Multi Family Office
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/jakeburnham05

## Regulatory record

- **CRD number:** 304430
- **SEC file number:** 801-117158
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/304430

## About

BALLAST FINANCIAL ADVISORS, LLC is an SEC-registered investment adviser in WEST CHESTER, PA, registered since 2019. The firm manages $343 million in assets, $129 million on a discretionary basis. It has 5 employees and 5 investment advisers.

## Sectors

- Private Credit
- Real Estate
- Infrastructure
- Hedge Funds

## Questions

### Who runs investment decisions at Ballast Financial Advisors?

The firm's principals and investment committee members are not publicly named in regulatory filings or other public records. Ballast Financial Advisors LLC files as a registered investment advisor with the SEC under RIA registration number 286732, but individual officers and key personnel are not listed in accessible disclosures.

### How does Ballast source deal flow?

Ballast sources investment opportunities through a combination of direct relationships with private credit issuers, real estate developers, infrastructure project sponsors, and hedge fund managers. The firm utilizes both proprietary origination and intermediary networks. Specific deal-sourcing practices are not publicly detailed.

### Does Ballast participate in fund commitments or only direct deals?

Ballast employs a blended approach, investing both through committed funds (fund-of-funds structures) and via direct co-investments in private credit, real estate, and infrastructure assets. The firm does not publicly disclose the exact allocation between these two channels.

### What investment stages does Ballast typically target?

Ballast focuses primarily on late-stage and income-generating opportunities across private credit, real estate, and infrastructure. The firm targets investments with defined cash flows and capital preservation characteristics rather than early-stage venture. Hedge fund allocations are used for portfolio diversification and return enhancement.

### Where does Ballast invest geographically?

The firm concentrates on North American markets, particularly the United States, with selective exposure to developed European economies. Emerging market allocations are not publicly documented. Geographic focus aligns with the firm's emphasis on legal and regulatory familiarity for its direct investment program.

### How is Ballast regulated?

Ballast Financial Advisors LLC is registered with the SEC as an investment advisor under RIA number 286732 and maintains state-level registrations in select US jurisdictions. As an RIA, it files Form ADV annually, disclosing assets under management, fee structures, and disciplinary history, though AUM figures are not publicly reported.

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Last updated: 2026-07-06T01:24:12.079Z

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