# Ballaster Financial

Ballaster Financial is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Address:** United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** https://ballasterfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/ballaster-financial-llc

## Regulatory record

- **CRD number:** 316668
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/316668

## About

Ballaster Financial is a fee-only fiduciary wealth management advisory practice dedicated to serving working professionals. It provides expert wealth management for stock compensation clients, along with comprehensive financial planning and investment management. The firm does not sell products or earn commissions and is legally bound to put clients first.

## Sectors

- Stock compensation and working professionals

## People

- Jay Lee — Founder

## Questions

### Who runs investment decisions at Ballaster Financial?

No named investment professionals or decision-makers are publicly associated with Ballaster Financial. The firm does not list a CEO, CIO, or managing principal on any public platform (public record).

### What investment stages does Ballaster Financial target?

Ballaster Financial has not publicly stated any target investment stages, such as venture, growth, buyout, or private credit. No portfolio companies or deals have been attributed to the firm in any public source (public record).

### Which sectors does Ballaster Financial focus on?

No sector preferences have been disclosed by Ballaster Financial. The firm does not list any sector tags or investment theses on any public channels (public record).

### Does Ballaster Financial participate in fund commitments or only direct deals?

Ballaster Financial has not publicly disclosed whether it commits to external funds or invests solely through direct deals (public record).

## Related profiles

- [XINDE ASSET MANAGEMENT LIMITED](https://altss.com/profile/xinde-asset-management-limited)
- [Ovata Capital Management](https://altss.com/profile/ovata-capital-management-llc)

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Last updated: 2026-08-11T15:06:13.093Z

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