Bank / Wealth / TrustRIA · CRD 116515SEC-Registered

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Bates Financial Advisors

Bates Financial Advisors was established in 1984 as a US wealth manager and registered investment advisor. It offers financial planning, investment management,...

Bates Financial Advisors logo

Bates Financial Advisors

Bates Financial Advisors was established in 1984 as a US wealth manager and registered investment advisor. It offers financial planning, investment management, and portfolio oversight. The firm serves individuals, high-net-worth individuals, corporations, and charitable organizations. No specific asset-class allocations, named holdings, or geographic deployment details appear in available records. No professionals count, additional offices, or recent operational events from the last 24 months are documented. Adjacent vehicles such as foundations or club memberships are not disclosed. The firm follows a conventional RIA mandate with no identified structural differentiators in sourcing, co-investment, or governance beyond standard advisory services.

General information

Firm type

Wealth Manager

Year founded

1984

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Rockford

Corporate office

Rockford, United States

Frequently asked questions

Who runs investment decisions at Bates Financial Advisors?

No named principals or CIO appear in public records.

Does Bates Financial Advisors participate in fund commitments or only direct deals?

Available information does not specify fund commitments versus direct investments.

Where does the underlying wealth come from?

Wealth origin is not publicly attributed to any specific family or founder.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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