# Bates Financial Advisors

Bates Financial Advisors is a RIA based in Rockford, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Rockford, United States
- **Region:** North America
- **Address:** Rockford, United States
- **Founded:** 1984
- **Assets under management:** Undisclosed
- **Website:** batesfinancialadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/bates-financial-group-inc

## Regulatory record

- **CRD number:** 116515
- **SEC file number:** 801-72191
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-01T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/116515

## About

Bates Financial Advisors was established in 1984 as a US wealth manager and registered investment advisor. It offers financial planning, investment management, and portfolio oversight. The firm serves individuals, high-net-worth individuals, corporations, and charitable organizations. No specific asset-class allocations, named holdings, or geographic deployment details appear in available records. No professionals count, additional offices, or recent operational events from the last 24 months are documented. Adjacent vehicles such as foundations or club memberships are not disclosed. The firm follows a conventional RIA mandate with no identified structural differentiators in sourcing, co-investment, or governance beyond standard advisory services.

## Questions

### Who runs investment decisions at Bates Financial Advisors?

No named principals or CIO appear in public records.

### Does Bates Financial Advisors participate in fund commitments or only direct deals?

Available information does not specify fund commitments versus direct investments.

## Related profiles

- [Baszucki Group](https://altss.com/profile/baszucki-group)
- [Batman Wealth Management](https://altss.com/profile/batman-wealth-management)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/bates-financial-advisors

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology