# Baugh & Associates

Baugh & Associates is a Bank / Wealth / Trust based in Atlanta, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Atlanta, United States
- **Region:** North America
- **Address:** 6065 Roswell Road, Suite 980, Sandy Springs, Georgia, United States
- **Founded:** 1976
- **Assets under management:** Undisclosed
- **Website:** baughandassociates.com

## Regulatory record

- **CRD number:** 136342
- **SEC file number:** 801-64569
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/136342

## About

Baugh & Associates was founded in 1976 and registered as an investment adviser in 1977. The firm operates from a single office in Sandy Springs, Georgia, under the leadership of Derek Baugh. It is structured as a fee-only practice, which removes commission-driven conflicts by design. The firm manages portfolios for high-net-worth individuals, families, and institutional clients. Its menu includes investment management and broader portfolio advisory, though the firm does not publicly disclose its asset allocation models or specific direct investments. The geographic focus is local, serving the greater Atlanta area from its Roswell Road office. The firm's scale and team size are not public. Its public footprint is deliberately small — no institutional press releases, no named portfolio companies, and no LinkedIn presence. The primary public contact is Derek Baugh, reachable directly via the firm's listed email and phone, which reinforces a relationship-driven model rather than a corporate or multi-office structure. The structural differentiator is its longevity as a fee-only fiduciary. Operating continuously since the late 1970s, the firm predates the widespread adoption of the RIA model and carries no broker-dealer affiliation, a governance posture that avoids the product-sales incentives still common in bank-owned wealth management units.

## People

- Derek Baugh — Principal

## Questions

### How does Baugh & Associates charge for its services?

The firm is a fee-only registered investment advisor. This means it is compensated directly by clients and does not earn commissions from selling financial products, a structure intended to align the firm's incentives with client outcomes.

### Who makes investment decisions at Baugh & Associates?

Investment decisions appear to be led directly by Derek Baugh, the firm's principal. The firm's public materials do not list other investment professionals or a formal investment committee structure.

### What types of clients does Baugh & Associates serve?

The firm serves individuals, high-net-worth individuals, families, and institutions. Its positioning and location in Sandy Springs point to a regional client base concentrated in the Atlanta metropolitan area.

### Is Baugh & Associates affiliated with a broker-dealer or bank?

No. The firm is an independent, fee-only RIA with no disclosed broker-dealer or banking affiliation. This independence is a core part of its client-facing identity, dating back to its registration in 1977.

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Last updated: 2026-08-11T02:43:31.692Z

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