# Bauman Wealth Advisors

Bauman Wealth Advisors is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed
- **Website:** https://baumanwealth.com
- **LinkedIn:** https://www.linkedin.com/company/baumanwealth

## Regulatory record

- **CRD number:** 153061
- **SEC file number:** 801-131480
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/153061

## About

BAUMAN WEALTH ADVISORS is an SEC-registered investment adviser in LAS VEGAS, NV, registered since 2024. The firm manages approximately $206 million in regulatory assets. It employs 19 staff and 8 investment advisers.

## Questions

### What investment vehicles does Bauman Wealth Advisors use?

Bauman Wealth Advisors constructs client portfolios using a mix of mutual funds, exchange-traded funds, separate accounts, and direct securities. The firm also allocates to alternative investments including private placements and hedge funds, as reported in its Form ADV (per SEC, 2024).

### Is Bauman Wealth Advisors a fiduciary?

Yes. As an SEC-registered investment advisor, Bauman Wealth Advisors is subject to the Investment Advisers Act of 1940 and must act as a fiduciary, placing client interests above its own. This includes disclosure of conflicts of interest and a duty of loyalty (per SEC regulatory framework).

### How does Bauman Wealth Advisors source proprietary deal flow?

Bauman Wealth Advisors does not appear to operate a proprietary deal sourcing network. It relies on third-party fund managers and publicly traded securities for client portfolios, as no direct investment or co-investment activity is noted in public filings.

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Last updated: 2026-06-03T20:00:00.000Z

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