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Bank / Wealth / TrustRIA · CRD 106548SEC-Registered

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Baxter Investment Management

Baxter Investment Management is an SEC-registered investment adviser in Riverside, CT, since 1959. The firm manages $1.2 billion in assets. It has 7 employees...

Overview

Baxter Investment Management is an SEC-registered investment adviser in Riverside, CT, since 1959. The firm manages $1.2 billion in assets. It has 7 employees and 5 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

1979

Location

Region

North America

Country

United States

City

Riverside

Corporate office

Riverside, CA, United States

Frequently asked questions

Who makes investment decisions at Baxter Investment Management?

Baxter has not published a named investment committee or leadership roster. Public records indicate a small advisory staff, typical of a boutique firm where decision-making rests with a few senior principals. Specific names are not available in the public domain.

How does Baxter Investment Management custody client assets?

The firm uses external custodians such as Charles Schwab and Fidelity, per public filings. Clients receive statements directly from the custodian, a structure that provides an independent audit layer. This arrangement is standard for RIAs that do not self-clear or hold client securities in-house.

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