# Baxter Investment Management

Baxter Investment Management is a Bank / Wealth / Trust based in Riverside, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Riverside, United States
- **Region:** North America
- **Address:** Riverside, CA, United States
- **Founded:** 1979
- **Assets under management:** Undisclosed
- **Website:** baxterinvestment.com
- **LinkedIn:** https://www.linkedin.com/company/baxter-investment-management

## Regulatory record

- **CRD number:** 106548
- **SEC file number:** 801-1939
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-11T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/106548

## About

Baxter Investment Management is an SEC-registered investment adviser in Riverside, CT, since 1959. The firm manages $1.2 billion in assets. It has 7 employees and 5 investment advisers.

## Questions

### Who makes investment decisions at Baxter Investment Management?

Baxter has not published a named investment committee or leadership roster. Public records indicate a small advisory staff, typical of a boutique firm where decision-making rests with a few senior principals. Specific names are not available in the public domain.

### How does Baxter Investment Management custody client assets?

The firm uses external custodians such as Charles Schwab and Fidelity, per public filings. Clients receive statements directly from the custodian, a structure that provides an independent audit layer. This arrangement is standard for RIAs that do not self-clear or hold client securities in-house.

## Related profiles

- [Baxter Healthcare of Puerto Rico Pension Plan](https://altss.com/profile/baxter-healthcare-of-puerto-rico-pension-plan)
- [Bay Angels](https://altss.com/profile/bay-angels)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/baxter-investment-management

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology