BHK Securities

BHK Securities, LLC is an SEC-registered investment adviser in Birmingham, AL, registered since 2006. The firm manages $128 million in assets, with $55 million...

BHK Securities

BHK Securities, LLC is an SEC-registered investment adviser in Birmingham, AL, registered since 2006. The firm manages $128 million in assets, with $55 million on a discretionary basis. It has 8 employees and 3 investment advisers.

General information

Firm type

Asset Manager

Is BHK Securities a registered broker-dealer?

Yes. The firm is structured as a limited liability company and registered with FINRA as a broker-dealer, which subjects it to SEC and FINRA oversight including net capital rules and customer protection obligations.

What types of securities does BHK Securities handle?

The firm's specific product focus is not publicly detailed. Broker-dealers with similar naming and structure frequently operate in fixed-income, structured products, or niche securities intermediation. Without direct disclosures, the exact instruments remain unconfirmed.

Does the firm manage assets or operate pooled investment vehicles?

There is no public record indicating that BHK Securities manages discretionary funds or pooled vehicles. Its broker-dealer registration suggests a transactional intermediation model rather than asset management.

Who leads BHK Securities?

No named principals are disclosed in publicly available records or the firm's own official communications. The firm's leadership and ownership structure remain private.

Can institutional investors open trading accounts with BHK Securities?

The firm's client eligibility and minimums are not published. Institutional relationships would be established through direct inquiry and subject to the firm's customer identification and suitability protocols under FINRA rules.

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