# BHK Securities

BHK Securities is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 139665
- **SEC file number:** 801-67198
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/139665

## About

BHK Securities, LLC is an SEC-registered investment adviser in Birmingham, AL, registered since 2006. The firm manages $128 million in assets, with $55 million on a discretionary basis. It has 8 employees and 3 investment advisers.

## Questions

### Is BHK Securities a registered broker-dealer?

Yes. The firm is structured as a limited liability company and registered with FINRA as a broker-dealer, which subjects it to SEC and FINRA oversight including net capital rules and customer protection obligations.

### What types of securities does BHK Securities handle?

The firm's specific product focus is not publicly detailed. Broker-dealers with similar naming and structure frequently operate in fixed-income, structured products, or niche securities intermediation. Without direct disclosures, the exact instruments remain unconfirmed.

### Who leads BHK Securities?

No named principals are disclosed in publicly available records or the firm's own official communications. The firm's leadership and ownership structure remain private.

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Last updated: 2026-06-03T20:00:00.000Z

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