# BNY Mellon Securities Corporation

BNY Mellon Securities Corporation is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** Boston, MA, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** bnymellon.com

## Regulatory record

- **CRD number:** 231
- **SEC file number:** 801-54739
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/231

## About

Bny Mellon Securities Corporation is an SEC-registered investment adviser in New York, NY, since 1997. The firm manages $8.4 billion in assets, with $703 million on a discretionary basis. It has 253 employees and 91 investment advisers.

## Sectors

- Financial Services
- Securities Services

## People

- Robin Vince — President and Chief Executive Officer

## Questions

### Is BNY Mellon Securities Corporation a separate investment management business?

No. It is a registered broker-dealer entity within BNY Mellon, the parent bank. It does not manage funds or pick stocks; its core function is executing securities transactions — clearing, settling, and custody for institutional clients. BNY Mellon's actual asset management business sits under 'BNY Investments', a separate division that runs $2 trillion in client assets.

### Who regulates BNY Mellon Securities Corporation?

The entity is registered with the US Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the SIPC. As an affiliate of a systemically important bank, it also falls under the regulatory umbrella of the Federal Reserve, the Office of the Comptroller of the Currency, and the New York State Department of Financial Services.

### Does the Securities Corporation offer direct investment products to individuals?

No. It does not serve retail investors. Its client base is institutional: asset managers, pension funds, sovereign wealth funds, and other regulated financial institutions. Individual investors access BNY Mellon products through the bank's wealth management division or its retail fund platform, not via the broker-dealer entity.

### How is BNY Mellon's digital-asset strategy connected to the Securities Corporation?

BNY Mellon launched digital-asset custody for institutional clients in 2022, but this function sits on the custody side of the bank, not inside the broker-dealer. Robin Vince has publicly indicated the bank intends to extend its market infrastructure — including the trading and settlement rails the Securities Corporation participates in — to handle tokenized assets, but as of early 2026 this remains a stated ambition rather than an active broker-dealer capability.

## Related profiles

- [BNP Paribas Asia](https://altss.com/profile/bnp-paribas-asia)
- [BNY Mellon Wealth Management](https://altss.com/profile/bny-mellon-wealth-management)

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Last updated: 2026-06-03T20:00:00.000Z

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