# Breakwater Investment Management

Breakwater Investment Management is a Registered Investment Adviser.

## Overview

- **Organization type:** Registered Investment Adviser
- **Region:** North America
- **Assets under management:** $302.7M regulatory AUM (Form ADV, April 2026)

## Regulatory record

- **CRD number:** 150841
- **SEC file number:** 801-79040
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-04-15
- **Reports private funds:** No

## About

Breakwater Investment Management is an investment adviser registered with the U.S. Securities and Exchange Commission (CRD 150841, SEC file 801-79040). Its main office is in Seattle, Washington. Its Form ADV filed on 15 April 2026 reports $302.7M in regulatory assets under management across 572 accounts.

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Updated: 2026-10-17T12:15:11.307Z

Canonical page: https://altss.com/profile/breakwater-investment-management

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