Brighton Securities

Brighton Securities operates as a dual-registered entity, functioning as both a broker-dealer and a registered investment advisor (RIA). This structure allows the firm to execute securities transactions on behalf of clients and also provide fee-based discretionary portfolio management. The model is common among regional financial services firms that aim to offer both transactional and advisory services under a single roof.

The firm serves a predominantly regional client base concentrated in Western New York, particularly around the Rochester metropolitan area. Its clients include individual retail investors, high-net-worth families, and small institutional accounts seeking portfolio management, retirement planning, and fixed-income strategies. Brighton Securities's value proposition is tied to local market knowledge and relationship-based service rather than a national footprint.

Brighton Securities does not publicly disclose its assets under management. As a private, regional firm without publicly traded parent obligations, it is not required to report AUM figures to the public. Allocators seeking AUM data would need to engage the firm directly through a due-diligence inquiry.

Brighton Securities offers equity and fixed-income trading, discretionary portfolio management, retirement planning services, and income-oriented investment solutions. The firm's dual-registered status enables it to provide both commission-based brokerage accounts and fee-based advisory accounts. Its product suite is typical of a regional wealth management practice focused on traditional asset classes.

Brighton Securities is headquartered in Rochester, New York, and its operations are concentrated in Western New York. The firm has not publicly disclosed any additional office locations. Its regional focus is central to its identity as a local wealth management and brokerage provider.