# Brighton Securities

Brighton Securities is a Bank / Wealth / Trust based in Rochester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Rochester, United States
- **Region:** North America
- **Address:** Rochester, NY, United States
- **Founded:** 2003
- **Assets under management:** Undisclosed
- **Website:** brightonsecurities.com
- **LinkedIn:** https://www.linkedin.com/company/brighton-securities

## Regulatory record

- **CRD number:** 3875
- **SEC file number:** 801-62276
- **Registration status:** Registered
- **Reports private funds:** No

## About

Brighton Securities is an SEC-registered investment adviser in Rochester, NY, registered since 2003. The firm manages $931 million in assets, with $355 million on a discretionary basis. It has 26 employees and 21 investment advisers.

## Questions

### What is Brighton Securities's business structure?

Brighton Securities operates as a dual-registered entity, functioning as both a broker-dealer and a registered investment advisor (RIA). This structure allows the firm to execute securities transactions on behalf of clients and also provide fee-based discretionary portfolio management. The model is common among regional financial services firms that aim to offer both transactional and advisory services under a single roof.

### Who is Brighton Securities's typical client?

The firm serves a predominantly regional client base concentrated in Western New York, particularly around the Rochester metropolitan area. Its clients include individual retail investors, high-net-worth families, and small institutional accounts seeking portfolio management, retirement planning, and fixed-income strategies. Brighton Securities's value proposition is tied to local market knowledge and relationship-based service rather than a national footprint.

### What investment products does Brighton Securities offer?

Brighton Securities offers equity and fixed-income trading, discretionary portfolio management, retirement planning services, and income-oriented investment solutions. The firm's dual-registered status enables it to provide both commission-based brokerage accounts and fee-based advisory accounts. Its product suite is typical of a regional wealth management practice focused on traditional asset classes.

### Where is Brighton Securities headquartered?

Brighton Securities is headquartered in Rochester, New York, and its operations are concentrated in Western New York. The firm has not publicly disclosed any additional office locations. Its regional focus is central to its identity as a local wealth management and brokerage provider.

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- [Brighthouse Financial](https://altss.com/profile/brighthouse-financial-inc-bhf)
- [Bristol County Retirement System](https://altss.com/profile/bristol-county-retirement-system)

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Updated: 2026-06-03T20:00:00.000Z

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