# Broad Brook Financial

Broad Brook Financial is a RIA based in New York, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2010
- **Assets under management:** Undisclosed
- **Website:** broadbrookfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/carlosrodriguezcfa

## Regulatory record

- **CRD number:** 173835
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/173835

## About

BROAD BROOK FINANCIAL is a state-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in — Connecticut.

## Sectors

- Private Credit
- Real Estate
- Infrastructure
- Energy Transition & Renewables

## People

- Robert L. Johnson — Founder

## Questions

### How does Broad Brook Financial source proprietary deal flow?

Broad Brook sources deals through networks established by Robert L. Johnson, including relationships with institutional partners like The Carlyle Group and Goldman Sachs. The firm also leverages its focus on minority-owned managers and emerging GPs to access underserved deal flow. Co-investment opportunities often originate from these partnerships (per Black Enterprise, 2015).

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- [Lakeland Wealth Management LLC](https://altss.com/profile/lakeland-wealth-management-llc)
- [QUBED CAPITAL, LLC](https://altss.com/profile/qubed-capital-llc)

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Last updated: 2026-07-06T01:24:13.030Z

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