# BROADLAKE FINANCIAL MANAGEMENT

BROADLAKE FINANCIAL MANAGEMENT is a RIA based in Ireland.

## Overview

- **Organization type:** RIA
- **Headquarters:** Ireland
- **Region:** Europe
- **Assets under management:** Undisclosed
- **Website:** broadlake.com

## Regulatory record

- **CRD number:** 105057
- **SEC file number:** 801-34761
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-31T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/105057

## About

BROADLAKE FINANCIAL MANAGEMENT is an SEC-registered investment adviser in SOUTH BURLINGTON, VT, since 1989. The firm manages approximately $410 million in assets. It has 5 employees and 4 investment advisers.

## Sectors

- Healthcare Services
- Facilities Management
- Industrial Tech
- Media & Entertainment
- Food & Beverage

## People

- Pete Smyth — Founder and Executive Chairman

## Questions

### What sectors does Broadlake target?

The portfolio is concentrated in healthcare services (nursing-home recruitment, medical staffing), facilities management, specialist food manufacturing, and media production. Known positions include TTM Healthcare, Three Q Perms, Apleona Ireland, Lily O'Brien's chocolates, and Blueprint Pictures. The office does not invest in early-stage technology or venture-style minority positions.

### Does Broadlake co-invest alongside external GPs or take limited-partner stakes in funds?

Broadlake's disclosed activity shows direct majority acquisitions into portfolio companies rather than LP commitments to third-party funds. The office maintains operational involvement in subsidiaries and deploys capital from the balance sheet without co-mingling external investor funds.

## Related profiles

- [Brinkhoff & Monoson](https://altss.com/profile/brinkhoff-and-monoson)
- [Broadview Capital](https://altss.com/profile/broadview-capital)

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Last updated: 2026-07-06T01:24:13.030Z

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