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Brogan Financial
BROGAN FINANCIAL is an SEC-registered investment adviser in KNOXVILLE, TN, registered since 2008. The firm manages $577 million in assets, with $566 million on...
Overview
BROGAN FINANCIAL is an SEC-registered investment adviser in KNOXVILLE, TN, registered since 2008. The firm manages $577 million in assets, with $566 million on a discretionary basis. It has 31 employees and 5 investment advisers.
General information
Firm type
Asset Manager
Year founded
1989
Location
Region
North America
Country
United States
City
Knoxville
Corporate office
Knoxville, TN, United States
Principals
John Brogan
Founder and President
Tyler Brogan
Vice President
Sector focus
Frequently asked questions
Is Brogan Financial a broker-dealer or a fee-only advisor?
Brogan Financial operates as a registered investment advisor, not a broker-dealer. The firm's public disclosures and regulatory filings indicate a fee-based fiduciary model, meaning revenue comes primarily from advisory fees calculated as a percentage of assets under management rather than commissions on product sales. This structure aligns advisor compensation with client portfolio performance.
Does Brogan Financial run proprietary investment products or funds?
No. Brogan Financial does not operate proprietary mutual funds, hedge funds, or structured products. The firm constructs client portfolios using third-party securities — including individual equities, bonds, ETFs, mutual funds, and annuities — selected for their fit within each client's retirement income plan and tax situation, rather than to generate internal product fees.
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