# Brogan Financial

Brogan Financial is an Asset Manager based in Knoxville, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Knoxville, United States
- **Region:** North America
- **Address:** Knoxville, TN, United States
- **Founded:** 1989
- **Assets under management:** Undisclosed
- **Website:** broganfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/brogan-financial-inc

## Regulatory record

- **CRD number:** 133623
- **SEC file number:** 801-69181
- **Registration status:** Registered
- **Reports private funds:** No

## About

BROGAN FINANCIAL is an SEC-registered investment adviser in KNOXVILLE, TN, registered since 2008. The firm manages $577 million in assets, with $566 million on a discretionary basis. It has 31 employees and 5 investment advisers.

## Sectors

- Wealth Management
- Retirement Planning

## People

- John Brogan — Founder and President
- Tyler Brogan — Vice President

## Questions

### Is Brogan Financial a broker-dealer or a fee-only advisor?

Brogan Financial operates as a registered investment advisor, not a broker-dealer. The firm's public disclosures and regulatory filings indicate a fee-based fiduciary model, meaning revenue comes primarily from advisory fees calculated as a percentage of assets under management rather than commissions on product sales. This structure aligns advisor compensation with client portfolio performance.

### Does Brogan Financial run proprietary investment products or funds?

No. Brogan Financial does not operate proprietary mutual funds, hedge funds, or structured products. The firm constructs client portfolios using third-party securities — including individual equities, bonds, ETFs, mutual funds, and annuities — selected for their fit within each client's retirement income plan and tax situation, rather than to generate internal product fees.

## Related profiles

- [Broadview Capital](https://altss.com/profile/broadview-capital)

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Updated: 2026-06-03T20:00:00.000Z

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