# Brown, Lisle/Cummings

Brown, Lisle/Cummings is a Bank / Wealth / Trust based in Providence, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Providence, United States
- **Region:** North America
- **Address:** Providence, RI, United States
- **Founded:** 1912
- **Assets under management:** Undisclosed
- **Website:** brownlc.com

## Regulatory record

- **CRD number:** 1331
- **SEC file number:** 801-121156
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/1331

## About

Brown, Lisle/Cummings was founded in 1912 in Providence, Rhode Island, positioning it among the earliest fiduciary advisory practices in the Northeastern United States. The firm operates as a registered investment adviser, which means it carries a legal duty to act in its clients' best interests on every transaction — a structural commitment that precedes the SEC's modern fiduciary rules by over a century. Without a scraped website, LinkedIn presence, or recent press coverage, the firm's investment strategy and deployment figures are not publicly verifiable. The firm's geographic footprint, beyond its single Providence office, remains unconfirmed. Professional headcount, total assets under advisement, and any adjacent charitable or operating vehicles are all unstated. Brown, Lisle/Cummings's defining structural feature is its opacity within an industry that increasingly rewards transparency.

## Questions

### What is Brown, Lisle/Cummings's regulatory status?

Brown, Lisle/Cummings is a registered investment adviser with the Securities and Exchange Commission. This status imposes a fiduciary duty on the firm in all client dealings, legally requiring it to prioritize client interests. The firm's ADV filings, which registered advisers must periodically update, are the only reliable source for its current service offerings and disciplinary history.

### Who runs Brown, Lisle/Cummings?

The firm does not publicly name its current principals, investment committee members, or key decision-makers. In the absence of a website with team biographies, its SEC ADV filing is the best available source for identifying control persons and owners. Without that filing, the leadership structure remains unverifiable as of this profile's date.

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Last updated: 2026-08-11T02:43:31.692Z

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