Bank / Wealth / TrustRIA · CRD 126976SEC-Registered

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Buckram Securities

Buckram Securities is an SEC-registered investment adviser in Locust Valley, NY, registered since 2017. The firm manages approximately $117 million in...

Buckram Securities logo

Buckram Securities

Buckram Securities is an SEC-registered investment adviser in Locust Valley, NY, registered since 2017. The firm manages approximately $117 million in regulatory assets. It has 3 employees and 2 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2017

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Locust Valley

Corporate office

Locust Valley, NY, United States

Frequently asked questions

Is Buckram Securities open to co-investments alongside external partners?

There is no public record of Buckram Securities participating in co-investments with external GPs or family offices. Its broker-dealer registration permits principal trading, but no syndicated deals, SPVs, or club transactions have been attributed to the firm.

What asset classes does Buckram Securities target?

The firm's broker-dealer registration and 'securities' designation point to public-market instruments — equities, fixed income, and possibly derivatives — rather than private equity, venture capital, or direct real estate. Confirmed positions or asset-allocation breakdowns are not publicly available.

Who are the principals behind Buckram Securities?

No named principals, founders, or investment committee members appear in FINRA records, SEC filings linked to the entity, or any public directory. The firm's opacity aligns with a single-family office that has deliberately avoided public attribution.

Does Buckram Securities manage capital for external clients?

No evidence exists that Buckram Securities accepts external capital. Its structure as a Locust Valley-based broker-dealer with no website, marketing materials, or investor-facing function indicates it operates solely for internal beneficiaries.

How is Buckram Securities regulated?

Buckram Securities is registered as a broker-dealer, subject to FINRA and SEC oversight for trading and custody activities. This registration does not imply external asset-management services; many single-family offices maintain broker-dealer entities for in-house execution.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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