# Caldwell Sutter Capital

Caldwell Sutter Capital is a RIA.

## Overview

- **Organization type:** RIA
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** https://caldwellsutter.com

## Regulatory record

- **CRD number:** 10489
- **SEC file number:** 801-66098
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-04-17T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/10489

## About

Caldwell Sutter Capital Inc., formerly Caldwell Securities, Inc. opened for business in 1982, over 35 years ago. We are an employee owned investment advisory firm and independent full-service broker dealer serving the wealth management needs of individuals, families, and institutions with a focus on long term capital appreciation and preservation.

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Last updated: 2026-07-06T01:24:13.414Z

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