# Capital Consulting & Asset Management

Capital Consulting & Asset Management is a Bank / Wealth / Trust based in Lincoln, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Lincoln, United States
- **Region:** North America
- **Address:** Lincoln, NE, United States
- **Founded:** 1996
- **Assets under management:** Undisclosed
- **Website:** ccam.net
- **LinkedIn:** https://www.linkedin.com/company/capital-consulting-asset-management

## Regulatory record

- **CRD number:** 41438
- **SEC file number:** 801-52357
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/41438

## About

Founded in 1996, Capital Consulting & Asset Management is a Nebraska-based registered investment adviser that provides wealth management and financial planning services. The firm advises individuals, high-net-worth investors, and corporate clients from its headquarters in Lincoln, operating as a fiduciary under the Investment Advisers Act of 1940. Its scope reflects a classic regional RIA rather than an institutional allocator or multi-family office platform. The firm's investment approach centers on personalized portfolio construction and ongoing financial counsel, though specific asset-class allocations or vehicle preferences are not publicly detailed. Geographic concentration is presumed Midwestern, consistent with its Lincoln location and community-bank-era founding. Team size and total assets under management are not publicly disclosed. The firm maintains no known satellite offices, affiliated philanthropic foundations, or co-investment vehicles. No material operational events — such as leadership transitions, acquisitions, or strategy shifts — have been reported in the last 24 months. The structural differentiator is its longevity as an independent RIA in a regional market dominated by bank-trust departments and wirehouses. By operating without a broker-dealer affiliation, the firm maintains a fiduciary standard across all client relationships — a governance posture that distinguishes it from commission-based competitors in similar geographies.

## Questions

### What regulatory standard does the firm follow?

As an SEC-registered investment adviser, Capital Consulting & Asset Management is bound by a fiduciary duty to act in its clients' best interests. This distinguishes it from broker-dealer models, which operate under the less stringent suitability standard. The firm has maintained this fiduciary posture since its 1996 founding.

### Does the firm disclose its assets under management?

No public AUM figure is available. The firm's filings and website do not publish a current number. Without a disclosed figure or a trackable regulatory filing in a public database, its scale remains private.

### Who founded Capital Consulting & Asset Management?

The firm's founding principals are not named in publicly available records. No founder or current managing partner has been identified through regulatory filings, media coverage, or the firm's own communications as of the most recent review.

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Last updated: 2026-08-11T02:43:31.692Z

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