CAPITAL FINANCIAL MANAGEMENT NC, INC

The firm serves individual and institutional clients, per its SEC registration. It focuses on discretionary asset management and financial planning, likely targeting high-net-worth individuals and small institutions, though no specific client minimums are disclosed (per public record).

The firm is a registered investment adviser (RIA), not a family office. Its SEC registration indicates it advises multiple unrelated clients under a fiduciary standard, with fee-only compensation. No family or single-client designation is disclosed (per SEC).

No publicly available records indicate direct venture capital or private equity activity by the firm. It is registered as a standard RIA providing portfolio management and financial planning, without disclosed allocations to alternative asset classes such as hedge funds, private credit, or direct company investments (per public record).

The firm is based in North Carolina, United States, and regulated by the North Carolina Secretary of State as a state-registered investment adviser. It files Form ADV with the SEC and is subject to state-level compliance (per public record).

CAPITAL FINANCIAL MANAGEMENT NC, INC operates on a fee-only basis, meaning it charges clients a percentage of assets under management or a fixed planning fee. It does not receive commissions, 12b-1 fees, or other third-party compensation. Fee schedules are disclosed in its ADV Part 2A brochure (per SEC filing).