# CAPITAL FINANCIAL MANAGEMENT NC, INC

CAPITAL FINANCIAL MANAGEMENT NC, INC is a RIA based in Fuquay Varina, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Fuquay Varina, United States
- **Region:** North America
- **Address:** North Carolina, United States
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 157353
- **Registration status:** Registered
- **Reports private funds:** No

## About

Capital Financial Management NC, Inc. is a state-registered investment adviser in Fuquay Varina, NC. The firm has one employee and one investment adviser.

## Questions

### How does the firm charge for its services?

CAPITAL FINANCIAL MANAGEMENT NC, INC operates on a fee-only basis, meaning it charges clients a percentage of assets under management or a fixed planning fee. It does not receive commissions, 12b-1 fees, or other third-party compensation. Fee schedules are disclosed in its ADV Part 2A brochure (per SEC filing).

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Updated: 2026-08-14T12:30:00.000Z

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