# Capstone Wealth Management Group

Capstone Wealth Management Group is a RIA based in Dunmore, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Dunmore, United States
- **Region:** North America
- **Address:** Clarks Green, PA, United States
- **Founded:** 2016
- **Assets under management:** Undisclosed
- **Website:** capstone-wealth.com
- **LinkedIn:** https://www.linkedin.com/company/capstone-wealth-management-group-llc

## Regulatory record

- **CRD number:** 284547
- **SEC file number:** 801-118547
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/284547

## About

Founded in 2016, Capstone Wealth Management Group is a registered investment adviser (RIA) based in Clarks Green, Pennsylvania. The firm provides portfolio management and financial planning services to a client base of individuals, families, and business entities. Its founding occurred during a period of significant expansion in the independent RIA channel, as breakaway advisors and new entrants sought to build fiduciary practices outside the wirehouse structure. Capstone operates with both discretionary and non-discretionary mandates. Capstone's investment approach centers on constructing client portfolios aligned to individual financial plans rather than managing institutional separate accounts or pooled proprietary funds. The firm's regulatory filings indicate an advisory rather than a broker-dealer posture, meaning it earns fees directly from clients rather than commissions on product sales. Its geographic focus is Pennsylvania's Lackawanna and Wyoming Valley region, serving a concentrated local client base. Capstone's size and team composition are not publicly detailed. It does not maintain additional offices beyond Clarks Green. No adjacent vehicles, philanthropic foundations, or operating companies are associated with the firm. Its most recent Form ADV filing continues to reflect a straightforward wealth management practice without institutional or alternative investment capabilities. Structurally, Capstone represents the small, locally embedded RIA — a model defined by geographic proximity to clients, fiduciary obligation, and a generalist investment approach. The firm's architecture lacks the multi-family office layering, specialized alternative-investment sourcing, or intergenerational planning complexity found among larger peers. Its primary differentiator is the absence of conflicts inherent to commission-based brokerage models, holding itself out as a pure fiduciary in a regional market where bank-affiliated advisors still dominate distribution.

## Sectors

- Wealth Management

## Questions

### Is Capstone Wealth Management Group a fiduciary?

Yes, Capstone is a registered investment adviser (RIA) under the Investment Advisers Act of 1940. As an RIA, it has a fiduciary duty to act in its clients' best interests, disclosing conflicts and charging advisory fees rather than commissions. This distinguishes it from broker-dealers, who operate under the lower suitability standard.

### How does Capstone invest client assets?

Capstone constructs portfolios using a mix of individual securities and pooled vehicles, including mutual funds and ETFs, across equity and fixed-income allocations. It provides both discretionary management — where the firm makes portfolio decisions without prior client approval — and non-discretionary advisory services. The firm does not manage alternative assets, proprietary funds, or direct private investments.

### Does Capstone serve institutional investors or just individuals?

Capstone's client base includes individuals, families, and businesses. It does not market institutional separate-account capabilities to pensions, endowments, or foundations. Its service model targets personal wealth and small-business retirement plans, not institutional capital.

### Where does Capstone maintain offices?

Capstone operates from a single office in Clarks Green, Pennsylvania, a borough in Lackawanna County. It does not maintain additional locations. Its client relationships are concentrated in northeastern Pennsylvania.

## Related profiles

- [Capstone Wealth Management](https://altss.com/profile/capstone-wealth-management)
- [CAPTRUST Financial Advisors](https://altss.com/profile/captrust-financial-advisors-cfs)

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Last updated: 2026-08-11T02:43:31.692Z

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