# Carriere Financial Planning

Carriere Financial Planning is an Asset Manager based in Colorado Springs, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Colorado Springs, United States
- **Region:** North America
- **Address:** Roseville, CA, United States
- **Assets under management:** Undisclosed
- **Website:** carrierefinancialplanning.com
- **LinkedIn:** https://www.linkedin.com/company/paulcarriere1

## Regulatory record

- **CRD number:** 315205
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/315205

## About

Carriere Financial Planning LLC is a state-registered investment adviser in Colorado Springs, CO. The firm manages approximately $5 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Wealth Management
- Retirement Planning
- Tax Planning

## Questions

### Is Carriere Financial Planning a fiduciary?

Yes. As a registered investment advisor (RIA), Carriere Financial Planning is bound by the Investment Advisers Act of 1940 to act as a fiduciary, meaning the firm is legally obligated to put client interests ahead of its own. This differs from the suitability standard that applies to many broker-dealer representatives, who are only required to recommend products that are suitable — not necessarily optimal — for a client's situation. Carriere's fee-only compensation structure reinforces this fiduciary posture by removing commission-based conflicts.

### What types of clients does Carriere Financial Planning typically serve?

The firm's practice focuses on individuals and families navigating the transition into retirement or already in the distribution phase. Typical clients are pre-retirees within five to ten years of leaving the workforce and current retirees seeking to optimize their drawdown strategy. Carriere does not appear to serve institutional clients, endowments, or corporate retirement plans — the practice is purpose-built around personal retirement planning for households.

## Related profiles

- [Carrera Capital Advisors](https://altss.com/profile/carrera-capital-advisors)
- [Carroll Frank & Plotkin](https://altss.com/profile/carroll-frank-and-plotkin-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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